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STEVEN HOWARD JOSEFF NFA ID: 0032911 Current Status • PRINCIPAL TEMPORARY BAR  • NFA ASSOCIATE MEMBER TEMPORARY BAR  • NFA MEMBER TEMPORARY BAR  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 11 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • PRINCIPAL TEMPORARY BAR 09/27/2012  • NFA ASSOCIATE MEMBER TEMPORARY BAR 09/27/2012  • NFA MEMBER TEMPORARY BAR 09/27/2012    AXIS TRADING COMPANY LLC  • ASSOCIATED PERSON WITHDRAWN 11/04/2008  • BRANCH MANAGER WITHDRAWN 11/04/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 11/04/2008  • BRANCH MANAGER APPROVED 02/13/2008  • ASSOCIATED PERSON REGISTERED 02/13/2008  • NFA ASSOCIATE MEMBER APPROVED 02/13/2008  • NFA ASSOCIATE MEMBER PENDING 02/08/2008  • ASSOCIATED PERSON PENDING 02/08/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 02/08/2008  • ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 02/08/2008  • BRANCH MANAGER PENDING 01/18/2008  • NFA ASSOCIATE MEMBER APPROVED 01/18/2008  • ASSOCIATED PERSON TEMPORARY LICENSE 01/18/2008  BARKLEY FINANCIAL CORP  • ASSOCIATED PERSON WITHDRAWN 03/14/2006  • BRANCH MANAGER WITHDRAWN 03/14/2006  • NFA ASSOCIATE MEMBER WITHDRAWN 03/14/2006  • BRANCH MANAGER APPROVED 02/05/2003  • BRANCH MANAGER PENDING 02/04/2003  • BRANCH MANAGER WITHDRAWN 06/03/1999  • ASSOCIATED PERSON REGISTERED 01/09/1997  • BRANCH MANAGER APPROVED 01/09/1997  • BRANCH MANAGER PENDING 12/06/1996  • NFA ASSOCIATE MEMBER APPROVED 11/04/1996  • ASSOCIATED PERSON TEMPORARY LICENSE 11/04/1996  FIRST NATIONAL MONETARY CORP  • NFA ASSOCIATE MEMBER WITHDRAWN 12/31/1987  • ASSOCIATED PERSON WITHDRAWN 10/31/1987  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • ASSOCIATED PERSON PENDING 03/28/1985  • ASSOCIATED PERSON REGISTERED 03/05/1985  FIRST NATIONAL TRADING CORPORATION  • ASSOCIATED PERSON WITHDRAWN 12/01/1989  • NFA ASSOCIATE MEMBER WITHDRAWN 12/01/1989  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • ASSOCIATED PERSON REGISTERED 06/30/1983  HORIZON CAPITAL MANAGEMENT GROUP INC  • ASSOCIATED PERSON WITHDRAWN 06/14/2006  • BRANCH MANAGER WITHDRAWN 06/14/2006  • NFA ASSOCIATE MEMBER WITHDRAWN 06/14/2006  • ASSOCIATED PERSON REGISTERED 03/13/2006  • NFA ASSOCIATE MEMBER APPROVED 03/13/2006  • BRANCH MANAGER APPROVED 03/13/2006  • NFA ASSOCIATE MEMBER APPROVED 03/10/2006  • ASSOCIATED PERSON REGISTERED 03/10/2006  • NFA ASSOCIATE MEMBER WITHDRAWN 03/10/2006  • ASSOCIATED PERSON WITHDRAWN 03/10/2006  JT MERRITT INC  • NFA ASSOCIATE MEMBER WITHDRAWN 04/26/1995  • ASSOCIATED PERSON WITHDRAWN 04/26/1995  • ASSOCIATED PERSON REGISTERED 02/02/1995  • NFA ASSOCIATE MEMBER APPROVED 09/22/1994  • ASSOCIATED PERSON TEMPORARY LICENSE 09/22/1994  • ASSOCIATED PERSON PENDING 09/15/1994  • NFA ASSOCIATE MEMBER PENDING 09/15/1994  LOCKHART GARRY  • ASSOCIATED PERSON WITHDRAWN 09/11/1992  • NFA ASSOCIATE MEMBER WITHDRAWN 09/11/1992  • ASSOCIATED PERSON REGISTERED 04/27/1992  • NFA ASSOCIATE MEMBER APPROVED 12/06/1991  • ASSOCIATED PERSON TEMPORARY LICENSE 12/06/1991  MIDWEST FUTURES INC  • ASSOCIATED PERSON WITHDRAWN 10/31/2010  • BRANCH MANAGER WITHDRAWN 10/31/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 10/31/2010  • BRANCH MANAGER APPROVED 12/08/2008  • NFA ASSOCIATE MEMBER APPROVED 12/08/2008  • ASSOCIATED PERSON REGISTERED 12/08/2008  • NFA ASSOCIATE MEMBER PENDING 12/04/2008  • ASSOCIATED PERSON PENDING 12/04/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 12/04/2008  • ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 12/04/2008  • BRANCH MANAGER PENDING 11/13/2008  • NFA ASSOCIATE MEMBER APPROVED 11/13/2008  • ASSOCIATED PERSON TEMPORARY LICENSE 11/13/2008  UNITED COMMODITY TRADERS INC  • ASSOCIATED PERSON WITHDRAWN 06/30/2006  • BRANCH MANAGER WITHDRAWN 06/30/2006  • NFA ASSOCIATE MEMBER WITHDRAWN 06/30/2006  • ASSOCIATED PERSON REGISTERED 06/14/2006  • BRANCH MANAGER APPROVED 06/14/2006  • NFA ASSOCIATE MEMBER APPROVED 06/14/2006  UNIVERSAL COMMODITY CORPORATION  • ASSOCIATED PERSON WITHDRAWN 01/18/2008  • BRANCH MANAGER WITHDRAWN 01/18/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 01/18/2008  • BRANCH MANAGER APPROVED 08/11/2006  • ASSOCIATED PERSON REGISTERED 08/11/2006  • BRANCH MANAGER PENDING 08/08/2006  • ASSOCIATED PERSON TEMPORARY LICENSE 08/08/2006  • NFA ASSOCIATE MEMBER APPROVED 08/08/2006  VERTRIX INC  • ASSOCIATED PERSON WITHDRAWN 11/11/1996  • NFA ASSOCIATE MEMBER WITHDRAWN 11/11/1996  • ASSOCIATED PERSON REGISTERED 08/05/1996  • NFA ASSOCIATE MEMBER APPROVED 07/05/1996  • ASSOCIATED PERSON TEMPORARY LICENSE 07/05/1996  • ASSOCIATED PERSON PENDING 06/05/1996  • NFA ASSOCIATE MEMBER PENDING 06/05/1996