| M37 INVESTMENTS LLC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/03/2011 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 06/03/2011 |
| ASSOCIATED PERSON WITHDRAWN | 06/03/2011 |
| PRINCIPAL PENDING | 04/16/2009 |
| ASSOCIATED PERSON REGISTERED | 01/05/2009 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 12/22/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 12/22/2008 |
| ASSOCIATED PERSON PENDING | 10/10/2008 |
| NFA ASSOCIATE MEMBER PENDING | 10/10/2008 |