| PRINCIPAL PERMANENT BAR | 10/16/2012 |
| NFA MEMBER PERMANENT BAR | 10/16/2012 |
| NFA ASSOCIATE MEMBER PERMANENT BAR | 10/16/2012 |
| |
| NFA MEMBER WITHDRAWN | 11/01/2012 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 11/01/2012 |
| FOREX FIRM PENDING STATUS WITHDRAWN | 10/03/2012 |
| NFA MEMBER SUSPENDED | 01/27/2012 |
| NFA MEMBER APPROVED | 11/08/2011 |
| COMMODITY TRADING ADVISOR REGISTERED | 11/08/2011 |
| FOREX FIRM PENDING | 10/25/2011 |
| NFA MEMBER PENDING | 10/25/2011 |
| COMMODITY TRADING ADVISOR PENDING | 10/25/2011 |