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JAMES KENT ENGLER NFA ID: 0233457 Current Status AGWEST COMMODITIES LLC  • PRINCIPAL APPROVED  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date AGWEST COMMODITIES LLC  • BRANCH MANAGER WITHDRAWN 03/29/2007  • BRANCH MANAGER APPROVED 06/01/2005  • BRANCH MANAGER PENDING 04/19/2005  • PRINCIPAL APPROVED 06/07/2004  • PRINCIPAL PENDING 06/07/2004  • ASSOCIATED PERSON REGISTERED 03/27/2001  • NFA ASSOCIATE MEMBER APPROVED 03/27/2001  • ASSOCIATED PERSON PENDING 03/16/2001  • NFA ASSOCIATE MEMBER PENDING 03/16/2001  FIRST CAPITOL AG INC  • ASSOCIATED PERSON WITHDRAWN 03/19/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 03/19/2001  • ASSOCIATED PERSON REGISTERED 03/28/2000  • NFA ASSOCIATE MEMBER APPROVED 03/14/2000  • ASSOCIATED PERSON TEMPORARY LICENSE 03/14/2000  FIRST CAPITOL GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 06/01/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 06/01/2001  • ASSOCIATED PERSON REGISTERED 10/30/2000  • NFA ASSOCIATE MEMBER APPROVED 10/30/2000  • ASSOCIATED PERSON PENDING 10/25/2000  • NFA ASSOCIATE MEMBER PENDING 10/25/2000  TRICO FARM SERVICE INC  • PRINCIPAL WITHDRAWN 05/04/1994  • PRINCIPAL APPROVED 02/13/1991  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 02/05/1991  • BRANCH MANAGER PENDING STATUS WITHDRAWN 01/17/1991  • ASSOCIATED PERSON PENDING 12/13/1990  • BRANCH MANAGER PENDING 11/14/1990  • PRINCIPAL PENDING 11/14/1990