Skip Navigation Links

Details

JAMES CHRISTOPHER MORTON II NFA ID: 0384177

Current Status
• PRINCIPAL TEMPORARY BAR 
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
Formerly Known As
No other names
 
Security Futures Proficiency Training
No proficiency information available
Doing Business As
No other names
History
 Status Effective Date
• PRINCIPAL TEMPORARY BAR12/04/2009 
 
GLOBEFX CLUB INC 
• ASSOCIATED PERSON WITHDRAWN 03/11/2009 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/11/2009 
• PRINCIPAL WITHDRAWN 03/11/2009 
• NFA ASSOCIATE MEMBER APPROVED 11/20/2008 
• ASSOCIATED PERSON REGISTERED 11/20/2008 
• PRINCIPAL APPROVED 10/29/2008 
• NFA ASSOCIATE MEMBER PENDING 10/22/2008 
• ASSOCIATED PERSON PENDING 10/22/2008 
• PRINCIPAL PENDING 10/22/2008 
INSTITUTIONAL LIQUIDITY LLC 
• ASSOCIATED PERSON WITHDRAWN 09/17/2008 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/17/2008 
• NFA ASSOCIATE MEMBER APPROVED 06/19/2007 
• ASSOCIATED PERSON REGISTERED 06/19/2007 
• ASSOCIATED PERSON PENDING 06/07/2007 
• NFA ASSOCIATE MEMBER PENDING 06/07/2007 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.