| PRINCIPAL TEMPORARY BAR | 12/04/2009 |
| |
| GLOBEFX CLUB INC |
| ASSOCIATED PERSON WITHDRAWN | 03/11/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/11/2009 |
| PRINCIPAL WITHDRAWN | 03/11/2009 |
| NFA ASSOCIATE MEMBER APPROVED | 11/20/2008 |
| ASSOCIATED PERSON REGISTERED | 11/20/2008 |
| PRINCIPAL APPROVED | 10/29/2008 |
| NFA ASSOCIATE MEMBER PENDING | 10/22/2008 |
| ASSOCIATED PERSON PENDING | 10/22/2008 |
| PRINCIPAL PENDING | 10/22/2008 |
| INSTITUTIONAL LIQUIDITY LLC |
| ASSOCIATED PERSON WITHDRAWN | 09/17/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/17/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 06/19/2007 |
| ASSOCIATED PERSON REGISTERED | 06/19/2007 |
| ASSOCIATED PERSON PENDING | 06/07/2007 |
| NFA ASSOCIATE MEMBER PENDING | 06/07/2007 |