Details

VISION FINANCIAL MARKETS LLC NFA ID: 0208888 Current Status • FUTURES COMMISSION MERCHANT REGISTERED  • COMMODITY POOL OPERATOR REGISTERED  • NFA MEMBER APPROVED  FCM Financial Information Click the link below to view financial information for this firm View Financial Information Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts Yes Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 4 CFTC 0 Exchanges 14 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 9 details...   CFTC Reparations Cases Total 169 details... Formerly Known As • VISION LIMITED PARTNERSHIP   Business Address 4 HIGH RIDGE PARK SUITE 100 STAMFORD, CT  06905 UNITED STATES 203-388-2700 Doing Business As • GKWM • GOLD KEY WEALTH MANAGEMENT • VFM • VFMLLC • VISION • VISION FINANCIAL MARKETS • VISION LP   Listed Principals  Listed Principal Name Title 10% or More Financial Interest ROBERT BOSHNACK MANAGING MEMBER-LLC OR LLP YES MICHAEL PATRICK DOHERTY CHIEF COMPLIANCE OFFICER NO LLOYD GEORGE KING NO LISTED TITLE NO HOWARD MARTIN ROTHMAN MANAGING MEMBER-LLC OR LLP YES MICHAEL JOSEPH SHAUGHNESSY CHIEF OPERATING OFFICER NO STEVEN MITCHELL SILVER NO LISTED TITLE NO History  Status Effective Date • NOTICE BROKER DEALER WITHDRAWN 08/13/2008  • NOTICE BROKER DEALER REGISTERED 09/30/2002  • FUTURES COMMISSION MERCHANT REGISTERED 05/16/1990  • FUTURES COMMISSION MERCHANT PENDING 05/02/1990  • COMMODITY POOL OPERATOR REGISTERED 02/01/1988  • NFA MEMBER APPROVED 02/01/1988  • COMMODITY POOL OPERATOR PENDING 01/27/1988  • NFA MEMBER PENDING 01/27/1988