| FOREX CAPITAL MARKETS LLC |
| PRINCIPAL APPROVED | 09/25/2012 |
| PRINCIPAL PENDING | 08/29/2012 |
| ASSOCIATED PERSON WITHDRAWN | 05/01/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/01/2008 |
| BRANCH MANAGER WITHDRAWN | 01/08/2007 |
| BRANCH MANAGER APPROVED | 06/10/2005 |
| BRANCH MANAGER PENDING | 06/09/2005 |
| ASSOCIATED PERSON REGISTERED | 06/11/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 03/11/2003 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/11/2003 |