| ANTHONY JOHN COLUMBO INC |
| ASSOCIATED PERSON WITHDRAWN | 07/05/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/05/2007 |
| PRINCIPAL WITHDRAWN | 07/05/2007 |
| ASSOCIATED PERSON REGISTERED | 08/10/1995 |
| PRINCIPAL APPROVED | 08/10/1995 |
| NFA ASSOCIATE MEMBER APPROVED | 08/09/1995 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/09/1995 |
| ASSOCIATED PERSON PENDING | 07/31/1995 |
| NFA ASSOCIATE MEMBER PENDING | 07/31/1995 |
| PRINCIPAL PENDING | 07/31/1995 |
| BACHUS & STRATTON COMMODITIES INC |
| ASSOCIATED PERSON WITHDRAWN | 11/01/1991 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/01/1991 |
| ASSOCIATED PERSON REGISTERED | 11/21/1990 |
| NFA ASSOCIATE MEMBER APPROVED | 09/20/1990 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 09/20/1990 |
| ASSOCIATED PERSON PENDING | 09/19/1990 |
| NFA ASSOCIATE MEMBER PENDING | 09/19/1990 |
| DIVERSIFIED TRADING SYSTEMS INC |
| ASSOCIATED PERSON WITHDRAWN | 09/26/1992 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/26/1992 |
| ASSOCIATED PERSON REGISTERED | 12/16/1991 |
| NFA ASSOCIATE MEMBER APPROVED | 11/06/1991 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/06/1991 |
| FIRST ENERGY INVESTMENTS INC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 10/06/1992 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/06/1992 |
| NFA ASSOCIATE MEMBER APPROVED | 09/25/1992 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 09/25/1992 |
| FSG INTERNATIONAL INCORPORATED |
| ASSOCIATED PERSON WITHDRAWN | 01/27/1995 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/27/1995 |
| ASSOCIATED PERSON REGISTERED | 11/18/1992 |
| NFA ASSOCIATE MEMBER APPROVED | 10/08/1992 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/08/1992 |
| INTERNATIONAL PRECIOUS METALS CORP |
| ASSOCIATED PERSON WITHDRAWN | 03/01/1990 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/01/1990 |
| NFA ASSOCIATE MEMBER APPROVED | 01/11/1990 |
| NFA ASSOCIATE MEMBER PENDING | 01/11/1990 |
| ASSOCIATED PERSON REGISTERED | 09/05/1985 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/09/1985 |
| MULTIVEST OPTIONS INC |
| ASSOCIATED PERSON WITHDRAWN | 03/01/1990 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/01/1990 |
| NFA ASSOCIATE MEMBER APPROVED | 08/01/1985 |
| ASSOCIATED PERSON REGISTERED | 12/17/1983 |
| SCHALLER HENRY ALBERT II |
| ASSOCIATED PERSON WITHDRAWN | 08/01/1995 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/01/1995 |
| PRINCIPAL WITHDRAWN | 08/01/1995 |
| ASSOCIATED PERSON REGISTERED | 07/12/1995 |
| PRINCIPAL APPROVED | 07/12/1995 |
| PRINCIPAL PENDING | 02/28/1995 |
| NFA ASSOCIATE MEMBER APPROVED | 01/30/1995 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 01/30/1995 |