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Details

DAVID JAY RODIN NFA ID: 0079966

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
Total3
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Formerly Known As
No other names
 
Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED04/19/2003
Doing Business As
No other names
History
 Status Effective Date
AMERICAN FINANCIAL TRADING CORP 
• ASSOCIATED PERSON WITHDRAWN 08/06/1998 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/06/1998 
• ASSOCIATED PERSON REGISTERED 07/23/1997 
• NFA ASSOCIATE MEMBER APPROVED 05/05/1997 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/05/1997 
BARKLEY FINANCIAL CORP 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/04/2005 
• ASSOCIATED PERSON WITHDRAWN 02/04/2005 
• ASSOCIATED PERSON REGISTERED 02/21/2003 
• NFA ASSOCIATE MEMBER APPROVED 12/12/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/12/2002 
COMMONWEALTH FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 05/05/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/05/1997 
• ASSOCIATED PERSON REGISTERED 12/08/1995 
• NFA ASSOCIATE MEMBER APPROVED 08/28/1995 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/28/1995 
CROMWELL FINANCIAL SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 08/28/1995 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/28/1995 
• ASSOCIATED PERSON REGISTERED 09/09/1994 
• NFA ASSOCIATE MEMBER APPROVED 07/22/1994 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/22/1994 
• ASSOCIATED PERSON PENDING 07/08/1994 
• NFA ASSOCIATE MEMBER PENDING 07/08/1994 
EXECUTIVE COMMODITY CORP 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 08/18/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/18/2000 
• NFA ASSOCIATE MEMBER APPROVED 07/25/2000 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/25/2000 
• ASSOCIATED PERSON PENDING 07/21/2000 
• NFA ASSOCIATE MEMBER PENDING 07/21/2000 
FIRST INVESTORS GRP OF PALM BEACHES INC 
• ASSOCIATED PERSON WITHDRAWN 01/03/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/03/2001 
• ASSOCIATED PERSON REGISTERED 10/23/2000 
• NFA ASSOCIATE MEMBER APPROVED 09/05/2000 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/05/2000 
• ASSOCIATED PERSON PENDING 08/31/2000 
• NFA ASSOCIATE MEMBER PENDING 08/31/2000 
INTERNATIONAL FUTURES STRATEGISTS INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 11/07/1988 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/07/1988 
• NFA ASSOCIATE MEMBER APPROVED 10/11/1988 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/11/1988 
INTERNATIONAL PRECIOUS METALS CORP 
• ASSOCIATED PERSON WITHDRAWN 10/03/1988 
• ASSOCIATED PERSON REGISTERED 02/23/1985 
• ASSOCIATED PERSON PENDING 09/29/1984 
• ASSOCIATED PERSON WITHDRAWN 06/30/1983 
• ASSOCIATED PERSON REGISTERED 06/30/1983 
MULTIVEST OPTIONS INC 
• ASSOCIATED PERSON WITHDRAWN 10/03/1988 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/03/1988 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 06/30/1983 
RYAN BRADLEY & CO INC 
• ASSOCIATED PERSON WITHDRAWN 07/10/1990 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/27/1990 
• ASSOCIATED PERSON REGISTERED 09/28/1989 
• NFA ASSOCIATE MEMBER APPROVED 04/24/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/24/1989 
UNIVERSAL COMMODITY CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 05/21/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/21/2007 
• NFA ASSOCIATE MEMBER APPROVED 03/28/2007 
• ASSOCIATED PERSON REGISTERED 03/28/2007 
• ASSOCIATED PERSON PENDING 01/29/2007 
• NFA ASSOCIATE MEMBER PENDING 01/29/2007 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.