| AMERICAN FINANCIAL TRADING CORP |
| ASSOCIATED PERSON WITHDRAWN | 08/06/1998 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/06/1998 |
| ASSOCIATED PERSON REGISTERED | 07/23/1997 |
| NFA ASSOCIATE MEMBER APPROVED | 05/05/1997 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/05/1997 |
| BARKLEY FINANCIAL CORP |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/04/2005 |
| ASSOCIATED PERSON WITHDRAWN | 02/04/2005 |
| ASSOCIATED PERSON REGISTERED | 02/21/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 12/12/2002 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 12/12/2002 |
| COMMONWEALTH FINANCIAL GROUP INC |
| ASSOCIATED PERSON WITHDRAWN | 05/05/1997 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/05/1997 |
| ASSOCIATED PERSON REGISTERED | 12/08/1995 |
| NFA ASSOCIATE MEMBER APPROVED | 08/28/1995 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/28/1995 |
| CROMWELL FINANCIAL SERVICES INC |
| ASSOCIATED PERSON WITHDRAWN | 08/28/1995 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/28/1995 |
| ASSOCIATED PERSON REGISTERED | 09/09/1994 |
| NFA ASSOCIATE MEMBER APPROVED | 07/22/1994 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/22/1994 |
| ASSOCIATED PERSON PENDING | 07/08/1994 |
| NFA ASSOCIATE MEMBER PENDING | 07/08/1994 |
| EXECUTIVE COMMODITY CORP |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 08/18/2000 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/18/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 07/25/2000 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/25/2000 |
| ASSOCIATED PERSON PENDING | 07/21/2000 |
| NFA ASSOCIATE MEMBER PENDING | 07/21/2000 |
| FIRST INVESTORS GRP OF PALM BEACHES INC |
| ASSOCIATED PERSON WITHDRAWN | 01/03/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/03/2001 |
| ASSOCIATED PERSON REGISTERED | 10/23/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 09/05/2000 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 09/05/2000 |
| ASSOCIATED PERSON PENDING | 08/31/2000 |
| NFA ASSOCIATE MEMBER PENDING | 08/31/2000 |
| INTERNATIONAL FUTURES STRATEGISTS INC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 11/07/1988 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/07/1988 |
| NFA ASSOCIATE MEMBER APPROVED | 10/11/1988 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/11/1988 |
| INTERNATIONAL PRECIOUS METALS CORP |
| ASSOCIATED PERSON WITHDRAWN | 10/03/1988 |
| ASSOCIATED PERSON REGISTERED | 02/23/1985 |
| ASSOCIATED PERSON PENDING | 09/29/1984 |
| ASSOCIATED PERSON WITHDRAWN | 06/30/1983 |
| ASSOCIATED PERSON REGISTERED | 06/30/1983 |
| MULTIVEST OPTIONS INC |
| ASSOCIATED PERSON WITHDRAWN | 10/03/1988 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/03/1988 |
| NFA ASSOCIATE MEMBER APPROVED | 08/01/1985 |
| ASSOCIATED PERSON REGISTERED | 06/30/1983 |
| RYAN BRADLEY & CO INC |
| ASSOCIATED PERSON WITHDRAWN | 07/10/1990 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/27/1990 |
| ASSOCIATED PERSON REGISTERED | 09/28/1989 |
| NFA ASSOCIATE MEMBER APPROVED | 04/24/1989 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/24/1989 |
| UNIVERSAL COMMODITY CORPORATION |
| ASSOCIATED PERSON WITHDRAWN | 05/21/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/21/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 03/28/2007 |
| ASSOCIATED PERSON REGISTERED | 03/28/2007 |
| ASSOCIATED PERSON PENDING | 01/29/2007 |
| NFA ASSOCIATE MEMBER PENDING | 01/29/2007 |