| NFA ASSOCIATE MEMBER TEMPORARY BAR | 05/07/2010 |
| NFA MEMBER TEMPORARY BAR | 05/07/2010 |
| PRINCIPAL TEMPORARY BAR | 05/07/2010 |
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| COMMODITY FUTURES & OPTIONS SERVICE INC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/21/2009 |
| PRINCIPAL APPROVED | 08/25/2003 |
| ASSOCIATED PERSON REGISTERED | 08/25/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 07/21/2003 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/21/2003 |
| PRINCIPAL PENDING | 05/09/2003 |