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ANGEL FERNANDO COLLAZO NFA ID: 0292355 Current Status • UNPAID ARBITRATION AWARD/SETTLEMENT  • NFA ASSOCIATE MEMBER PERMANENT BAR  • NFA MEMBER PERMANENT BAR  • PRINCIPAL PERMANENT BAR  Regulatory Actions  Agency Number NFA 1 CFTC 2 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • UNPAID ARBITRATION AWARD/SETTLEMENT   • NFA ASSOCIATE MEMBER PERMANENT BAR 02/18/2010  • NFA MEMBER PERMANENT BAR 02/18/2010  • PRINCIPAL PERMANENT BAR 02/18/2010    ACJ CAPITAL INC  • NFA ASSOCIATE MEMBER WITHDRAWN 01/04/2009  • PRINCIPAL WITHDRAWN 01/04/2009  • ASSOCIATED PERSON WITHDRAWN 01/04/2009  • NFA ASSOCIATE MEMBER APPROVED 10/25/2007  • ASSOCIATED PERSON REGISTERED 10/25/2007  • ASSOCIATED PERSON TEMPORARY LICENSE 10/24/2007  • NFA ASSOCIATE MEMBER PENDING 10/24/2007  • PRINCIPAL APPROVED 08/10/2007  • PRINCIPAL PENDING 03/27/2007  EMPIRE ASSET MANAGEMENT  • ASSOCIATED PERSON WITHDRAWN 02/12/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 02/12/2001  • ASSOCIATED PERSON REGISTERED 03/14/2000  • NFA ASSOCIATE MEMBER APPROVED 03/14/2000  • ASSOCIATED PERSON PENDING 03/08/2000  • NFA ASSOCIATE MEMBER PENDING 03/08/2000  FIRST INTERNATIONAL COMMODITY GROUP INC  • ASSOCIATED PERSON WITHDRAWN 02/15/2002  • BRANCH MANAGER WITHDRAWN 02/15/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 02/15/2002  • BRANCH MANAGER APPROVED 08/24/2001  • BRANCH MANAGER PENDING 08/15/2001  • ASSOCIATED PERSON REGISTERED 07/12/2001  • NFA ASSOCIATE MEMBER APPROVED 06/12/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 06/12/2001  FSG INTERNATIONAL INCORPORATED  • ASSOCIATED PERSON WITHDRAWN 06/12/2000  • NFA ASSOCIATE MEMBER WITHDRAWN 06/12/2000  • ASSOCIATED PERSON REGISTERED 01/26/1999  • NFA ASSOCIATE MEMBER APPROVED 01/07/1999  • ASSOCIATED PERSON TEMPORARY LICENSE 01/07/1999  INVESTOR ONE FINANCIAL CORP  • ASSOCIATED PERSON WITHDRAWN 05/04/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 05/04/2001  • PRINCIPAL WITHDRAWN 05/04/2001  • PRINCIPAL APPROVED 03/28/2001  • ASSOCIATED PERSON REGISTERED 03/13/2001  • NFA ASSOCIATE MEMBER APPROVED 02/13/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 02/13/2001  ODL SECURITIES INC  • ASSOCIATED PERSON PENDING 03/15/2004  • NFA ASSOCIATE MEMBER PENDING 03/15/2004  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 03/15/2004  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 03/15/2004