| NFA ASSOCIATE MEMBER TEMPORARY BAR LIFTED | 08/10/2012 |
| PRINCIPAL TEMPORARY BAR LIFTED | 08/10/2012 |
| NFA MEMBER TEMPORARY BAR LIFTED | 08/10/2012 |
| PRINCIPAL TEMPORARY BAR | 08/10/2010 |
| NFA MEMBER TEMPORARY BAR | 08/10/2010 |
| NFA ASSOCIATE MEMBER TEMPORARY BAR | 08/10/2010 |
| |
| OPPORTUNITIES IN OPTIONS |
| ASSOCIATED PERSON WITHDRAWN | 07/30/2010 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/30/2010 |
| ASSOCIATED PERSON REGISTERED | 07/18/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 06/19/2003 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 06/19/2003 |