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ERIC MARC GOLUB NFA ID: 0316740 Current Status • NFA ASSOCIATE MEMBER TEMPORARY BAR  • NFA MEMBER PERMANENT BAR  • PRINCIPAL PERMANENT BAR  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 06/19/2006 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 06/19/2006 Doing Business As No other names History  Status Effective Date • NFA ASSOCIATE MEMBER TEMPORARY BAR 08/31/2009  • NFA MEMBER PERMANENT BAR 08/31/2009  • PRINCIPAL PERMANENT BAR 08/31/2009    CARDINAL ASSET MANAGEMENT LLC  • NFA ASSOCIATE MEMBER WITHDRAWN 08/26/2002  • ASSOCIATED PERSON WITHDRAWN 08/26/2002  • NFA ASSOCIATE MEMBER APPROVED 03/04/2002  • ASSOCIATED PERSON TEMPORARY LICENSE 03/04/2002  TGR FINANCIAL LLC  • ASSOCIATED PERSON WITHDRAWN 08/31/2009  • NFA ASSOCIATE MEMBER WITHDRAWN 08/31/2009  • PRINCIPAL WITHDRAWN 08/31/2009  • BRANCH MANAGER APPROVED 01/02/2008  • BRANCH MANAGER WITHDRAWN 01/07/2007  • BRANCH MANAGER PENDING STATUS WITHDRAWN 06/12/2006  • BRANCH MANAGER PENDING 03/13/2006  • ASSOCIATED PERSON REGISTERED 02/14/2005  • NFA ASSOCIATE MEMBER APPROVED 02/14/2005  • PRINCIPAL APPROVED 01/19/2005  • PRINCIPAL PENDING 01/12/2005