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BRIAN O OZKAN NFA ID: 0243528 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 01/09/2003 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 01/09/2003 Doing Business As No other names History  Status Effective Date • NFA MEMBER TEMPORARY BAR LIFTED 07/28/2012  • PRINCIPAL TEMPORARY BAR LIFTED 07/28/2012  • NFA ASSOCIATE MEMBER TEMPORARY BAR LIFTED 07/28/2012  • PRINCIPAL TEMPORARY BAR 08/31/2009  • NFA MEMBER TEMPORARY BAR 08/31/2009  • NFA ASSOCIATE MEMBER TEMPORARY BAR 08/31/2009    NATIONAL TRADING INSTITUTE LLC  • ASSOCIATED PERSON WITHDRAWN 04/12/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 04/12/2001  • PRINCIPAL WITHDRAWN 04/12/2001  • ASSOCIATED PERSON REGISTERED 05/03/2000  • NFA ASSOCIATE MEMBER APPROVED 05/03/2000  • PRINCIPAL APPROVED 05/03/2000  • ASSOCIATED PERSON PENDING 04/25/2000  • NFA ASSOCIATE MEMBER PENDING 04/25/2000  • PRINCIPAL PENDING 04/25/2000  PUMA FINANCIAL LLC  • PRINCIPAL WITHDRAWN 08/31/2009  • ASSOCIATED PERSON WITHDRAWN 05/17/2007  • NFA ASSOCIATE MEMBER WITHDRAWN 05/17/2007  • NFA ASSOCIATE MEMBER APPROVED 02/20/2007  • ASSOCIATED PERSON REGISTERED 02/20/2007  • NFA ASSOCIATE MEMBER PENDING 11/15/2006  • ASSOCIATED PERSON PENDING 11/15/2006  • PRINCIPAL APPROVED 11/15/2006  • PRINCIPAL PENDING 11/15/2006  STATEWIDE TRADING CORPORATION  • ASSOCIATED PERSON WITHDRAWN 09/30/1996  • NFA ASSOCIATE MEMBER WITHDRAWN 09/30/1996  • ASSOCIATED PERSON REGISTERED 05/18/1994  • NFA ASSOCIATE MEMBER APPROVED 04/07/1994  • ASSOCIATED PERSON TEMPORARY LICENSE 04/07/1994  • ASSOCIATED PERSON WITHDRAWN 02/02/1993  • NFA ASSOCIATE MEMBER WITHDRAWN 02/02/1993  • ASSOCIATED PERSON REGISTERED 11/02/1992  • NFA ASSOCIATE MEMBER APPROVED 11/02/1992  • ASSOCIATED PERSON PENDING 08/07/1992  • NFA ASSOCIATE MEMBER PENDING 08/07/1992  TGR FINANCIAL LLC  • ASSOCIATED PERSON WITHDRAWN 08/31/2009  • NFA ASSOCIATE MEMBER WITHDRAWN 08/31/2009  • PRINCIPAL WITHDRAWN 08/31/2009  • NFA ASSOCIATE MEMBER APPROVED 10/07/1998  • ASSOCIATED PERSON REGISTERED 06/23/1998  • PRINCIPAL APPROVED 06/23/1998  • ASSOCIATED PERSON PENDING 06/19/1998  • PRINCIPAL PENDING 06/19/1998  TRADELINE BROKERAGE SERVICES LLC  • ASSOCIATED PERSON WITHDRAWN 09/02/1998  • BRANCH MANAGER WITHDRAWN 09/02/1998  • NFA ASSOCIATE MEMBER WITHDRAWN 09/02/1998  • BRANCH MANAGER APPROVED 03/13/1997  • BRANCH MANAGER PENDING 02/26/1997  • ASSOCIATED PERSON REGISTERED 12/06/1996  • NFA ASSOCIATE MEMBER APPROVED 10/02/1996  • ASSOCIATED PERSON TEMPORARY LICENSE 10/02/1996