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CROSBY WOOD NFA ID: 0412009 Current Status • PRINCIPAL PERMANENT BAR  • NFA MEMBER PERMANENT BAR  • NFA ASSOCIATE MEMBER PERMANENT BAR  Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • PRINCIPAL PERMANENT BAR 07/03/2012  • NFA MEMBER PERMANENT BAR 07/03/2012  • NFA ASSOCIATE MEMBER PERMANENT BAR 07/03/2012    SUREINVESTMENT LLC  • PRINCIPAL WITHDRAWN 06/14/2012  • BRANCH MANAGER WITHDRAWN 06/14/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 06/14/2012  • ASSOCIATED PERSON WITHDRAWN 06/14/2012  • NFA ASSOCIATE MEMBER SUSPENDED 09/02/2011  • BRANCH MANAGER APPROVED 11/23/2009  • BRANCH MANAGER PENDING 10/24/2009  • ASSOCIATED PERSON REGISTERED 09/03/2009  • PRINCIPAL APPROVED 09/03/2009  • NFA ASSOCIATE MEMBER APPROVED 09/03/2009  • NFA ASSOCIATE MEMBER PENDING 06/24/2009  • ASSOCIATED PERSON PENDING 06/24/2009  • PRINCIPAL PENDING 06/18/2009