Details

PATRIOT FINANCIAL MARKETS LLC NFA ID: 0395256 Current Status • NFA MEMBER PERMANENT BAR  • PRINCIPAL PERMANENT BAR  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Business Address 6692 KILLARNEY AVE GARDEN GROVE, CA  92845 UNITED STATES 714-795-6325 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • NFA MEMBER PERMANENT BAR 05/13/2011  • PRINCIPAL PERMANENT BAR 05/13/2011    • NOTICE BROKER DEALER WITHDRAWN 04/04/2011  • NFA MEMBER WITHDRAWN 04/04/2011  • INTRODUCING BROKER WITHDRAWN 04/04/2011  • NOTICE BROKER DEALER REGISTERED 09/02/2009  • INTRODUCING BROKER REGISTERED 09/03/2008  • NFA MEMBER APPROVED 09/03/2008  • INTRODUCING BROKER TEMPORARY LICENSE 09/03/2008  • NOTICE BROKER DEALER PENDING STATUS WITHDRAWN 08/28/2008  • NOTICE BROKER DEALER PENDING 07/03/2008  • NFA MEMBER PENDING 07/02/2008  • INTRODUCING BROKER PENDING 06/30/2008