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JAMES DAYTON PIERON NFA ID: 0420686 Current Status INSTITUTIONAL LIQUIDITY LLC  • FOREX ASSOCIATED PERSON APPROVED  • NFA ASSOCIATE MEMBER APPROVED  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date INSTITUTIONAL LIQUIDITY LLC  • FOREX ASSOCIATED PERSON APPROVED 03/14/2012  • NFA ASSOCIATE MEMBER APPROVED 02/29/2012  • ASSOCIATED PERSON REGISTERED 02/29/2012  • FOREX ASSOCIATED PERSON PENDING 12/08/2011  • NFA ASSOCIATE MEMBER PENDING 12/08/2011  • ASSOCIATED PERSON PENDING 12/08/2011  • FOREX ASSOCIATED PERSON PENDING STATUS WITHDRAWN 06/27/2011  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 06/27/2011  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 06/27/2011  • PRINCIPAL APPROVED 04/12/2011  • FOREX ASSOCIATED PERSON PENDING 03/29/2011  • NFA ASSOCIATE MEMBER PENDING 03/29/2011  • ASSOCIATED PERSON PENDING 03/29/2011  • PRINCIPAL PENDING 05/20/2010