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HARRIS SHAPIRO NFA ID: 0323913 Current Status • UNPAID ARBITRATION AWARD/SETTLEMENT  • NFA ASSOCIATE MEMBER TEMPORARY BAR  • NFA MEMBER TEMPORARY BAR  • PRINCIPAL TEMPORARY BAR  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 3 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • UNPAID ARBITRATION AWARD/SETTLEMENT   • NFA ASSOCIATE MEMBER TEMPORARY BAR 09/17/2009  • NFA MEMBER TEMPORARY BAR 09/17/2009  • PRINCIPAL TEMPORARY BAR 09/17/2009    COMMODITY INVESTORS GROUP INC  • ASSOCIATED PERSON WITHDRAWN 02/22/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 02/22/2005  • ASSOCIATED PERSON REGISTERED 10/21/2003  • NFA ASSOCIATE MEMBER APPROVED 10/21/2003  COMMODITY TRADING ADVISORS LLC  • PRINCIPAL WITHDRAWN 05/10/2006  • NFA ASSOCIATE MEMBER WITHDRAWN 05/10/2006  • ASSOCIATED PERSON WITHDRAWN 05/10/2006  • PRINCIPAL APPROVED 01/26/2006  • NFA ASSOCIATE MEMBER APPROVED 01/26/2006  • ASSOCIATED PERSON REGISTERED 01/26/2006  COMMODITY TRADING GROUP  • NFA ASSOCIATE MEMBER WITHDRAWN 03/16/2005  • ASSOCIATED PERSON WITHDRAWN 03/16/2005  • NFA ASSOCIATE MEMBER APPROVED 10/11/2004  • ASSOCIATED PERSON REGISTERED 10/11/2004  FIRST AMERICAN INVESTMENT SVCS INC  • ASSOCIATED PERSON WITHDRAWN 08/11/2003  • NFA ASSOCIATE MEMBER WITHDRAWN 08/11/2003  • ASSOCIATED PERSON REGISTERED 11/01/2002  • NFA ASSOCIATE MEMBER APPROVED 10/01/2002  • ASSOCIATED PERSON TEMPORARY LICENSE 10/01/2002  GLOBAL ENERGY GROUP  • ASSOCIATED PERSON WITHDRAWN 11/04/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 11/04/2008  • PRINCIPAL WITHDRAWN 10/30/2008  • ASSOCIATED PERSON REGISTERED 06/30/2008  • NFA ASSOCIATE MEMBER APPROVED 06/30/2008  • PRINCIPAL APPROVED 06/30/2008  GLOBAL TRADING CENTER LLC  • ASSOCIATED PERSON WITHDRAWN 12/08/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 12/08/2008  • PRINCIPAL WITHDRAWN 12/08/2008  • PRINCIPAL APPROVED 06/13/2006  • NFA ASSOCIATE MEMBER APPROVED 02/22/2005  • ASSOCIATED PERSON REGISTERED 02/22/2005  UNITED INVESTORS GROUP  • ASSOCIATED PERSON WITHDRAWN 11/30/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 11/30/2004  • NFA ASSOCIATE MEMBER APPROVED 08/04/2003  • ASSOCIATED PERSON REGISTERED 08/04/2003