| ANGUS JACKSON INC OF FLORIDA |
| ASSOCIATED PERSON WITHDRAWN | 02/13/2012 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/13/2012 |
| PRINCIPAL WITHDRAWN | 02/13/2012 |
| PRINCIPAL APPROVED | 03/10/1994 |
| PRINCIPAL PENDING | 08/05/1993 |
| ASSOCIATED PERSON REGISTERED | 11/27/1992 |
| NFA ASSOCIATE MEMBER APPROVED | 11/19/1992 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/19/1992 |
| ASSOCIATED PERSON PENDING | 10/21/1992 |
| NFA ASSOCIATE MEMBER PENDING | 10/21/1992 |
| ANGUS JACKSON PARTNERS INC |
| PRINCIPAL WITHDRAWN | 06/12/2010 |
| ASSOCIATED PERSON WITHDRAWN | 06/12/2010 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/12/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 09/18/2008 |
| ASSOCIATED PERSON REGISTERED | 09/18/2008 |
| PRINCIPAL APPROVED | 08/26/2008 |
| NFA ASSOCIATE MEMBER PENDING | 08/21/2008 |
| ASSOCIATED PERSON PENDING | 08/21/2008 |
| PRINCIPAL PENDING | 08/21/2008 |
| BEDICK MARTIN |
| PRINCIPAL WITHDRAWN | 07/29/1993 |
| PRINCIPAL APPROVED | 03/29/1990 |
| PRINCIPAL PENDING | 02/06/1990 |
| CIBC WORLD MARKETS CORP |
| ASSOCIATED PERSON WITHDRAWN | 03/01/1985 |
| ASSOCIATED PERSON REGISTERED | 01/16/1984 |
| CITIGROUP GLOBAL MARKETS INC |
| ASSOCIATED PERSON WITHDRAWN | 01/13/1984 |
| ASSOCIATED PERSON REGISTERED | 11/14/1983 |
| MANAGECO INC |
| PRINCIPAL WITHDRAWN | 07/20/2002 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/20/2002 |
| ASSOCIATED PERSON WITHDRAWN | 07/20/2002 |
| PRINCIPAL APPROVED | 02/09/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 02/09/2000 |
| ASSOCIATED PERSON REGISTERED | 02/09/2000 |
| ASSOCIATED PERSON PENDING | 01/31/2000 |
| NFA ASSOCIATE MEMBER PENDING | 01/31/2000 |
| PRINCIPAL PENDING | 01/31/2000 |
| TUCKER ANTHONY INCORPORATED |
| ASSOCIATED PERSON WITHDRAWN | 02/19/1988 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/19/1988 |
| ASSOCIATED PERSON REGISTERED | 11/27/1985 |
| NFA ASSOCIATE MEMBER APPROVED | 11/26/1985 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/26/1985 |
| NFA ASSOCIATE MEMBER PENDING | 11/04/1985 |
| ASSOCIATED PERSON PENDING | 10/23/1985 |