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PINANK V SHAH NFA ID: 0336145 Current Status • NFA ASSOCIATE MEMBER PERMANENT BAR  • NFA MEMBER PERMANENT BAR  • PRINCIPAL PERMANENT BAR  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • NFA ASSOCIATE MEMBER PERMANENT BAR 10/01/2009  • NFA MEMBER PERMANENT BAR 10/01/2009  • PRINCIPAL PERMANENT BAR 10/01/2009    CHANGES CAPITAL MANAGEMENT LLC  • PRINCIPAL WITHDRAWN 02/04/2010  • ASSOCIATED PERSON WITHDRAWN 02/04/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 10/01/2009  • NFA ASSOCIATE MEMBER APPROVED 11/24/2003  • ASSOCIATED PERSON REGISTERED 11/14/2003  • NFA ASSOCIATE MEMBER PENDING 11/14/2003  • PRINCIPAL APPROVED 11/12/2003  • PRINCIPAL PENDING 10/01/2003