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| | | COMMODITY POOL OPERATOR REGISTERED | | COMMODITY TRADING ADVISOR REGISTERED | | NFA MEMBER APPROVED |
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| | | Firm has on-exchange futures and/or options customer accounts | Yes | | Firm is soliciting customers | No | | Firm manages futures or options customer accounts | No | | Firm operates commodity pools | Yes | | Firm is engaged in retail off-exchange foreign currency futures and/or options | No |
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| | 333 CROWN ROAD KENTFIELD, CA 94904 UNITED STATES 415 461-1232 | | | | |
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| | | COMMODITY POOL OPERATOR REGISTERED | 05/29/1996 | | COMMODITY TRADING ADVISOR REGISTERED | 11/13/1995 | | NFA MEMBER APPROVED | 11/13/1995 | | COMMODITY TRADING ADVISOR PENDING | 10/04/1995 | | NFA MEMBER PENDING | 10/04/1995 | | | | | |