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RAYMOND A DUBUQUE NFA ID: 0332396 Current Status ASTOR CAPITAL MANAGEMENT LLC  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date ASTOR CAPITAL MANAGEMENT LLC  • FOREX ASSOCIATED PERSON WITHDRAWN 07/21/2012  • FOREX ASSOCIATED PERSON APPROVED 10/15/2010  • FOREX ASSOCIATED PERSON PENDING 10/14/2010  • ASSOCIATED PERSON REGISTERED 05/04/2010  • ASSOCIATED PERSON TEMPORARY LICENSE 04/30/2010  • NFA ASSOCIATE MEMBER APPROVED 04/30/2010  • ASSOCIATED PERSON PENDING 04/29/2010  • NFA ASSOCIATE MEMBER PENDING 04/29/2010  GLOBAL FUTURES & FOREX LTD  • ASSOCIATED PERSON WITHDRAWN 12/30/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 12/30/2005  • NFA ASSOCIATE MEMBER APPROVED 08/29/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 04/15/2005  • ASSOCIATED PERSON REGISTERED 08/30/2004  • NFA ASSOCIATE MEMBER APPROVED 08/12/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 08/12/2004  GLOBAL FUTURES LLC  • NFA ASSOCIATE MEMBER WITHDRAWN 03/21/2006  • ASSOCIATED PERSON WITHDRAWN 03/21/2006  • NFA ASSOCIATE MEMBER APPROVED 02/11/2005  • ASSOCIATED PERSON REGISTERED 02/11/2005  MORGAN STANLEY DW INC  • ASSOCIATED PERSON WITHDRAWN 07/08/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 07/08/2004  • ASSOCIATED PERSON REGISTERED 07/14/2003  • NFA ASSOCIATE MEMBER APPROVED 06/13/2003  • ASSOCIATED PERSON TEMPORARY LICENSE 06/13/2003  ODL SECURITIES INC  • ASSOCIATED PERSON WITHDRAWN 05/18/2009  • NFA ASSOCIATE MEMBER WITHDRAWN 05/18/2009  • ASSOCIATED PERSON REGISTERED 07/24/2006  • NFA ASSOCIATE MEMBER APPROVED 07/12/2006  • ASSOCIATED PERSON TEMPORARY LICENSE 07/12/2006