| NFA ASSOCIATE MEMBER TEMPORARY BAR LIFTED | 01/26/2013 |
| PRINCIPAL PERMANENT BAR | 01/26/2010 |
| NFA MEMBER PERMANENT BAR | 01/26/2010 |
| NFA ASSOCIATE MEMBER TEMPORARY BAR | 01/26/2010 |
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| KINGZ CAPITAL MANAGEMENT CORPORATION |
| PRINCIPAL WITHDRAWN | 01/26/2010 |
| ASSOCIATED PERSON WITHDRAWN | 01/26/2010 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/26/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 11/09/2007 |
| ASSOCIATED PERSON REGISTERED | 11/09/2007 |
| NFA ASSOCIATE MEMBER PENDING | 10/24/2007 |
| PRINCIPAL APPROVED | 10/12/2007 |
| ASSOCIATED PERSON PENDING | 09/11/2007 |
| PRINCIPAL PENDING | 09/11/2007 |