| NFA ASSOCIATE MEMBER TEMPORARY BAR | 02/01/2010 |
| PRINCIPAL TEMPORARY BAR | 02/01/2010 |
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| CANI FINANCIAL ADVISORS LLC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/19/2010 |
| PRINCIPAL WITHDRAWN | 01/19/2010 |
| ASSOCIATED PERSON WITHDRAWN | 01/19/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 07/21/2008 |
| ASSOCIATED PERSON REGISTERED | 07/21/2008 |
| PRINCIPAL APPROVED | 07/15/2008 |
| NFA ASSOCIATE MEMBER PENDING | 07/03/2008 |
| ASSOCIATED PERSON PENDING | 07/03/2008 |
| PRINCIPAL PENDING | 07/03/2008 |