Details

PEREGRINE ASSET MANAGEMENT INC NFA ID: 0396397 Current Status • NFA MEMBER APPROVED  • COMMODITY TRADING ADVISOR REGISTERED  • COMMODITY POOL OPERATOR REGISTERED  Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers No Firm manages futures or options customer accounts No Firm operates commodity pools Yes Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 10 S. RIVERSIDE PLAZA SUITE 1800 CHICAGO, IL  60606 UNITED STATES 312-474-6149 Doing Business As • PAM   Listed Principals  Listed Principal Name Title 10% or More Financial Interest PEREGRINE FINANCIAL GROUP INC YES History  Status Effective Date • NFA MEMBER APPROVED 04/21/2008  • COMMODITY TRADING ADVISOR REGISTERED 04/21/2008  • COMMODITY POOL OPERATOR REGISTERED 04/21/2008  • COMMODITY TRADING ADVISOR PENDING 04/07/2008  • NFA MEMBER PENDING 03/31/2008  • COMMODITY POOL OPERATOR PENDING 03/31/2008