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| FOREX ASSOCIATED PERSON APPROVED | 10/05/2010 |
| BRANCH MANAGER APPROVED | 09/22/2010 |
| PRINCIPAL APPROVED | 09/22/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/21/2010 |
| BRANCH MANAGER PENDING | 09/21/2010 |
| ASSOCIATED PERSON REGISTERED | 06/02/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/16/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 05/16/2006 |