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JAMES JOHN MOORE NFA ID: 0311925 Current Status INVESTCORE PARTNERS  • PRINCIPAL APPROVED  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 10/30/2002 Doing Business As No other names History  Status Effective Date INVESTCORE PARTNERS  • PRINCIPAL APPROVED 04/30/2012  • ASSOCIATED PERSON REGISTERED 05/25/2007  • ASSOCIATED PERSON TEMPORARY LICENSE 05/07/2007  • NFA ASSOCIATE MEMBER APPROVED 05/07/2007  SIDABOYZ INC  • ASSOCIATED PERSON WITHDRAWN 05/27/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 05/27/2005  • ASSOCIATED PERSON REGISTERED 09/05/2001  • NFA ASSOCIATE MEMBER APPROVED 08/09/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 08/09/2001  STALWART FINANCIAL INC  • PRINCIPAL PENDING STATUS WITHDRAWN 01/11/2007  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 01/11/2007  • PRINCIPAL PENDING 10/13/2006  • ASSOCIATED PERSON PENDING 10/13/2006