| INTRODUCING BROKER WITHDRAWN | 08/04/2007 |
| NOTICE BROKER DEALER WITHDRAWN | 07/11/2007 |
| NFA MEMBER WITHDRAWN | 07/11/2007 |
| NOTICE BROKER DEALER REGISTERED | 09/09/2002 |
| INTRODUCING BROKER REGISTERED | 08/10/1995 |
| NFA MEMBER APPROVED | 08/09/1995 |
| INTRODUCING BROKER TEMPORARY LICENSE | 08/09/1995 |
| INTRODUCING BROKER PENDING | 07/31/1995 |
| NFA MEMBER PENDING | 07/31/1995 |