| NOTICE BROKER DEALER WITHDRAWN | 09/04/2004 |
| NFA MEMBER WITHDRAWN | 09/04/2004 |
| INTRODUCING BROKER WITHDRAWN | 09/04/2004 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 09/22/2002 |
| NOTICE BROKER DEALER REGISTERED | 01/23/2002 |
| COMMODITY TRADING ADVISOR REGISTERED | 11/06/2000 |
| NFA MEMBER APPROVED | 06/07/2000 |
| INTRODUCING BROKER REGISTERED | 06/07/2000 |
| INTRODUCING BROKER PENDING | 04/28/2000 |
| NFA MEMBER PENDING | 04/28/2000 |