| NFA ASSOCIATE MEMBER TEMPORARY BAR LIFTED | 02/03/2013 |
| PRINCIPAL TEMPORARY BAR LIFTED | 02/03/2013 |
| NFA MEMBER TEMPORARY BAR LIFTED | 02/03/2013 |
| NFA MEMBER TEMPORARY BAR | 02/07/2011 |
| PRINCIPAL TEMPORARY BAR | 02/07/2011 |
| NFA ASSOCIATE MEMBER TEMPORARY BAR | 02/07/2011 |
| |
| DILIGENT MANAGEMENT LLC |
| PRINCIPAL WITHDRAWN | 02/03/2010 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/03/2010 |
| ASSOCIATED PERSON WITHDRAWN | 02/03/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 08/06/2008 |
| ASSOCIATED PERSON REGISTERED | 08/06/2008 |
| PRINCIPAL APPROVED | 08/06/2008 |
| NFA ASSOCIATE MEMBER PENDING | 06/26/2008 |
| ASSOCIATED PERSON PENDING | 06/26/2008 |
| PRINCIPAL PENDING | 06/26/2008 |
| IN TOUCH TRADING LLC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 04/20/2009 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 04/20/2009 |
| PRINCIPAL WITHDRAWN | 04/20/2009 |
| PRINCIPAL APPROVED | 02/11/2009 |
| ASSOCIATED PERSON PENDING | 02/11/2009 |
| NFA ASSOCIATE MEMBER PENDING | 02/11/2009 |
| PRINCIPAL PENDING | 02/11/2009 |