| KUVERA CAPITAL MANAGEMENT |
| PRINCIPAL WITHDRAWN | 06/24/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/24/2005 |
| ASSOCIATED PERSON WITHDRAWN | 06/24/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 08/25/2003 |
| ASSOCIATED PERSON REGISTERED | 08/25/2003 |
| PRINCIPAL APPROVED | 08/25/2003 |
| PRINCIPAL PENDING | 08/22/2003 |
| NFA ASSOCIATE MEMBER PENDING | 05/21/2003 |
| ASSOCIATED PERSON PENDING | 05/21/2003 |
| KUVERA WEALTH MANAGEMENT |
| PRINCIPAL WITHDRAWN | 03/06/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/06/2005 |
| ASSOCIATED PERSON WITHDRAWN | 03/06/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 09/07/2004 |
| ASSOCIATED PERSON REGISTERED | 09/07/2004 |
| PRINCIPAL APPROVED | 07/29/2004 |
| NFA ASSOCIATE MEMBER PENDING | 07/29/2004 |
| ASSOCIATED PERSON PENDING | 07/29/2004 |
| MIDAS COMMUNICATION SERVICES LLC |
| NFA ASSOCIATE MEMBER SUSPENDED | 03/13/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/10/2006 |
| PRINCIPAL WITHDRAWN | 03/10/2006 |
| ASSOCIATED PERSON WITHDRAWN | 03/10/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 05/11/2004 |
| ASSOCIATED PERSON REGISTERED | 05/11/2004 |
| NFA ASSOCIATE MEMBER PENDING | 04/19/2004 |
| ASSOCIATED PERSON PENDING | 04/19/2004 |
| PRINCIPAL APPROVED | 04/19/2004 |