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SCOTT SCHAFFER NFA ID: 0331694 Current Status • NFA ASSOCIATE MEMBER PERMANENT BAR  • NFA MEMBER PERMANENT BAR  • PRINCIPAL PERMANENT BAR  Regulatory Actions  Agency Number NFA 3 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • NFA ASSOCIATE MEMBER PERMANENT BAR 01/06/2011  • NFA MEMBER PERMANENT BAR 01/06/2011  • PRINCIPAL PERMANENT BAR 01/06/2011    BENCHMARK BROKERAGE LLC  • ASSOCIATED PERSON WITHDRAWN 02/14/2005  • BRANCH MANAGER WITHDRAWN 02/14/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 02/14/2005  • BRANCH MANAGER APPROVED 02/23/2004  • BRANCH MANAGER PENDING 02/22/2004  • BRANCH MANAGER PENDING STATUS WITHDRAWN 01/14/2004  • ASSOCIATED PERSON REGISTERED 10/16/2003  • NFA ASSOCIATE MEMBER APPROVED 10/16/2003  • BRANCH MANAGER PENDING 10/16/2003  FRONT STREET FINANCIAL INC  • PRINCIPAL WITHDRAWN 01/17/2007  • ASSOCIATED PERSON WITHDRAWN 01/17/2007  • NFA ASSOCIATE MEMBER WITHDRAWN 01/17/2007  • NFA ASSOCIATE MEMBER APPROVED 11/15/2004  • NFA ASSOCIATE MEMBER PENDING 10/28/2004  • ASSOCIATED PERSON REGISTERED 10/27/2004  • PRINCIPAL APPROVED 09/28/2004  • ASSOCIATED PERSON PENDING 09/28/2004  PINNACLE ALTERNATIVE ASSET MANAGEMENT SERVICES INC  • ASSOCIATED PERSON WITHDRAWN 06/12/2004  • BRANCH MANAGER PENDING STATUS WITHDRAWN 06/12/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 06/12/2004  • PRINCIPAL WITHDRAWN 06/12/2004  • PRINCIPAL APPROVED 06/11/2004  • ASSOCIATED PERSON REGISTERED 06/11/2004  • BRANCH MANAGER PENDING 06/11/2004  • NFA ASSOCIATE MEMBER APPROVED 06/11/2004  PINNACLE ALTERNATIVE INVESTMENTS LLC  • ASSOCIATED PERSON WITHDRAWN 08/19/2009  • NFA ASSOCIATE MEMBER WITHDRAWN 08/19/2009  • PRINCIPAL WITHDRAWN 08/19/2009  • BRANCH MANAGER WITHDRAWN 08/19/2009  • ASSOCIATED PERSON REGISTERED 06/12/2004  • NFA ASSOCIATE MEMBER APPROVED 06/12/2004  • BRANCH MANAGER APPROVED 06/12/2004  • PRINCIPAL APPROVED 10/09/2003  • PRINCIPAL PENDING 06/10/2003  ROCK FINANCIAL GROUP LLC  • ASSOCIATED PERSON REVOKED 07/05/2011  • PRINCIPAL WITHDRAWN 07/05/2011  • NFA ASSOCIATE MEMBER WITHDRAWN 01/21/2011  • NFA ASSOCIATE MEMBER APPROVED 02/17/2005  • ASSOCIATED PERSON REGISTERED 01/21/2005  • ASSOCIATED PERSON PENDING 01/14/2005  • PRINCIPAL APPROVED 01/14/2005  • NFA ASSOCIATE MEMBER PENDING 01/14/2005