| EOX HOLDINGS LLC |
| ASSOCIATED PERSON REGISTERED | 04/02/2013 |
| NFA ASSOCIATE MEMBER APPROVED | 04/02/2013 |
| SWAP ASSOCIATED PERSON APPROVED | 04/02/2013 |
| IKON GLOBAL MARKETS INC |
| ASSOCIATED PERSON WITHDRAWN | 04/02/2013 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/29/2013 |
| PRINCIPAL APPROVED | 04/29/2009 |
| ASSOCIATED PERSON REGISTERED | 03/19/2009 |
| NFA ASSOCIATE MEMBER APPROVED | 02/26/2009 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 02/26/2009 |