| NFA MEMBER PERMANENT BAR | 10/01/2009 |
| PRINCIPAL PERMANENT BAR | 10/01/2009 |
| |
| NFA MEMBER WITHDRAWN | 09/17/2009 |
| COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN | 09/17/2009 |
| COMMODITY POOL OPERATOR WITHDRAWN | 09/17/2009 |
| NFA MEMBER SUSPENDED | 03/24/2009 |
| COMMODITY TRADING ADVISOR PENDING | 01/22/2009 |
| NFA MEMBER APPROVED | 11/20/2008 |
| COMMODITY POOL OPERATOR REGISTERED | 11/20/2008 |
| NFA MEMBER PENDING | 10/22/2008 |
| COMMODITY POOL OPERATOR PENDING | 10/22/2008 |