| BERGER IRWIN MICHAEL |
| ASSOCIATED PERSON WITHDRAWN | 09/30/1992 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/30/1992 |
| PRINCIPAL WITHDRAWN | 09/30/1992 |
| ASSOCIATED PERSON REGISTERED | 07/30/1986 |
| NFA ASSOCIATE MEMBER APPROVED | 07/30/1986 |
| PRINCIPAL APPROVED | 07/30/1986 |
| ASSOCIATED PERSON PENDING | 06/24/1986 |
| NFA ASSOCIATE MEMBER PENDING | 06/24/1986 |
| PRINCIPAL PENDING | 06/24/1986 |
| CHICAGO CORPORATION THE |
| ASSOCIATED PERSON WITHDRAWN | 02/12/1988 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/12/1988 |
| ASSOCIATED PERSON WITHDRAWN | 09/23/1986 |
| ASSOCIATED PERSON REGISTERED | 09/23/1986 |
| NFA ASSOCIATE MEMBER APPROVED | 09/23/1986 |
| CUNNINGHAM COMMODITIES LLC |
| ASSOCIATED PERSON WITHDRAWN | 11/21/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/21/2008 |
| ASSOCIATED PERSON REGISTERED | 10/22/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 10/22/2008 |
| LAST ATLANTIS CAPITAL MANAGEMENT LLC |
| ASSOCIATED PERSON WITHDRAWN | 03/27/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/27/2009 |
| PRINCIPAL WITHDRAWN | 03/27/2009 |
| BRANCH MANAGER WITHDRAWN | 05/05/2008 |
| BRANCH MANAGER APPROVED | 03/11/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 11/03/2005 |
| ASSOCIATED PERSON REGISTERED | 11/03/2005 |
| PRINCIPAL APPROVED | 10/14/2005 |
| NFA ASSOCIATE MEMBER PENDING | 10/11/2005 |
| ASSOCIATED PERSON PENDING | 10/11/2005 |
| PRINCIPAL PENDING | 10/11/2005 |
| SJO INC |
| ASSOCIATED PERSON WITHDRAWN | 03/27/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/27/2009 |
| PRINCIPAL WITHDRAWN | 03/27/2009 |
| PRINCIPAL APPROVED | 02/07/1989 |
| ASSOCIATED PERSON REGISTERED | 10/26/1987 |
| NFA ASSOCIATE MEMBER APPROVED | 10/26/1987 |
| UNION PLANTERS FUTURES CORPORATION |
| ASSOCIATED PERSON WITHDRAWN | 04/16/1986 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/16/1986 |
| PRINCIPAL WITHDRAWN | 04/16/1986 |
| NFA ASSOCIATE MEMBER APPROVED | 08/01/1985 |
| ASSOCIATED PERSON REGISTERED | 04/19/1984 |
| PRINCIPAL APPROVED | 04/06/1984 |