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BRIAN GLENN ELROD NFA ID: 0314165 Current Status • UNPAID ARBITRATION AWARD/SETTLEMENT  • PRINCIPAL TEMPORARY WITHDRAWAL  • NFA ASSOCIATE MEMBER TEMPORARY WITHDRAWAL  • NFA MEMBER TEMPORARY WITHDRAWAL  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 10/24/2002 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 10/24/2002 Doing Business As No other names History  Status Effective Date • UNPAID ARBITRATION AWARD/SETTLEMENT   • PRINCIPAL TEMPORARY WITHDRAWAL 02/18/2010  • NFA ASSOCIATE MEMBER TEMPORARY WITHDRAWAL 02/18/2010  • NFA MEMBER TEMPORARY WITHDRAWAL 02/18/2010    ASPEN FUTURES BROKERAGE SERVICES LLC  • ASSOCIATED PERSON WITHDRAWN 02/12/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 02/12/2010  • PRINCIPAL WITHDRAWN 02/12/2010  • ASSOCIATED PERSON REGISTERED 01/04/2002  • NFA ASSOCIATE MEMBER APPROVED 01/04/2002  • PRINCIPAL APPROVED 01/04/2002  • ASSOCIATED PERSON PENDING 11/20/2001  • NFA ASSOCIATE MEMBER PENDING 11/20/2001  • PRINCIPAL PENDING 11/20/2001  ASPEN TRADING ADVISORS LLC  • ASSOCIATED PERSON WITHDRAWN 02/12/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 02/12/2010  • PRINCIPAL WITHDRAWN 02/12/2010  • ASSOCIATED PERSON REGISTERED 01/04/2002  • NFA ASSOCIATE MEMBER APPROVED 01/04/2002  • PRINCIPAL APPROVED 01/04/2002  • ASSOCIATED PERSON PENDING 11/28/2001  • NFA ASSOCIATE MEMBER PENDING 11/28/2001  • PRINCIPAL PENDING 11/28/2001  CFS CAPITAL MANAGEMENT LLC  • ASSOCIATED PERSON WITHDRAWN 02/12/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 02/12/2010  • PRINCIPAL WITHDRAWN 02/12/2010  • NFA ASSOCIATE MEMBER APPROVED 01/31/2007  • ASSOCIATED PERSON REGISTERED 05/01/2003  • PRINCIPAL APPROVED 05/01/2003  • ASSOCIATED PERSON PENDING 04/14/2003  • PRINCIPAL PENDING 04/14/2003