Details

GLOBAL FUTURES & FOREX LTD NFA ID: 0279553 Current Status • FOREX DEALER MEMBER PENDING WITHDRAWAL  • RETAIL FOREIGN EXCHANGE DEALER PENDING WITHDRAWAL   FIRM ON WITHDRAWAL HOLD    • SWAP DEALER PROVISIONALLY REGISTERED  • SWAP FIRM APPROVED  • FOREX DEALER MEMBER APPROVED  • FOREX FIRM APPROVED  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED  • NOTICE BROKER DEALER REGISTERED  • NFA MEMBER APPROVED  • FUTURES COMMISSION MERCHANT REGISTERED  Exemptions Click the link below to view exemptions for this firm View Exemptions FCM Financial Information Click the link below to view financial information for this firm View Financial Information Firm Activity Status Firm has on-exchange futures and/or options customer accounts No Firm is soliciting customers No Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 5 details... Formerly Known As No other names   Business Address 618 KENMOOR AVE SE GRAND RAPIDS, MI  49546 UNITED STATES 616-956-9273 Doing Business As • FX360 • FX360.COM • FX360.COM DIVISION OF GLOBAL FUTURES & FOREX LTD • GFT • GFT FUTURES • GFT FUTURES DIVISION OF GLOBAL FUTURES & FOREX LTD • GFT MARKETS • GFTMARKETS.COM • GLOBAL FOREX TDG DIV GLOBAL FTRS & FOREX • GLOBAL FOREX TRADING Listed Principals  Listed Principal Name Title 10% or More Financial Interest MICHAEL BIAFORE HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO LUANNE BLEILER CHIEF COMPLIANCE OFFICER NO STEVEN LEE BOSSENBROEK II HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO KURT ALAN HOEKSEMA HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO SIMON HENRY JOHN MANSELL CHIEF FINANCIAL OFFICER NO MARCELO H SPINA HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO GARY LEE TILKIN CHIEF EXECUTIVE OFFICER YES History  Status Effective Date • SWAP DEALER PROVISIONALLY REGISTERED 01/31/2013  • SWAP FIRM APPROVED 01/18/2013  • SWAP DEALER PENDING 01/16/2013  • SWAP FIRM PENDING 01/16/2013  • FOREX DEALER MEMBER APPROVED 09/08/2010  • FOREX FIRM APPROVED 09/08/2010  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED 09/02/2010  • FOREX DEALER MEMBER PENDING 09/02/2010  • FOREX FIRM PENDING 09/02/2010  • RETAIL FOREIGN EXCHANGE DEALER PENDING 09/02/2010  • NOTICE BROKER DEALER REGISTERED 05/21/2007  • NFA MEMBER APPROVED 02/20/2007  • NFA MEMBER PENDING 02/05/2007  • NFA MEMBER WITHDRAWN 01/29/2006  • NFA MEMBER APPROVED 08/29/2005  • NFA MEMBER PENDING 08/26/2005  • NOTICE BROKER DEALER WITHDRAWN 04/15/2005  • NFA MEMBER WITHDRAWN 04/15/2005  • NOTICE BROKER DEALER REGISTERED 03/25/2002  • FUTURES COMMISSION MERCHANT REGISTERED 11/22/2000  • INTRODUCING BROKER WITHDRAWN 11/22/2000  • FUTURES COMMISSION MERCHANT PENDING 08/14/2000  • NFA MEMBER APPROVED 06/19/1997  • INTRODUCING BROKER REGISTERED 06/19/1997  • INTRODUCING BROKER PENDING 06/03/1997  • NFA MEMBER PENDING 06/03/1997  GLOBAL FUTURES LLC  • PRINCIPAL WITHDRAWN 12/28/2007  • PRINCIPAL APPROVED 01/23/2004