| NFA ASSOCIATE MEMBER PERMANENT BAR | 12/31/2009 |
| NFA MEMBER PERMANENT BAR | 12/31/2009 |
| PRINCIPAL PERMANENT BAR | 12/31/2009 |
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| WHOLESALE ASSET MANAGEMENT LLC |
| PRINCIPAL WITHDRAWN | 12/17/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/17/2009 |
| ASSOCIATED PERSON WITHDRAWN | 12/17/2009 |
| NFA ASSOCIATE MEMBER APPROVED | 01/16/2009 |
| ASSOCIATED PERSON REGISTERED | 01/16/2009 |
| PRINCIPAL APPROVED | 01/14/2009 |
| NFA ASSOCIATE MEMBER PENDING | 01/12/2009 |
| PRINCIPAL PENDING | 01/01/2009 |
| ASSOCIATED PERSON PENDING | 01/01/2009 |