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GLOCAP MARKETS LLC NFA ID: 0414564 Current Status • NFA MEMBER APPROVED  • INTRODUCING BROKER REGISTERED  IB Guarantor Information • IB GUARANTEED BY PEREGRINE FINANCIAL GROUP INC Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options Yes Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Awards  Role Number Claimant 0 Respondent 0 Representative 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 70 WEST MADISON ST. SUITE 1400 CHICAGO, IL  60602 UNITED STATES 312-265-2494 Doing Business As • GLOCAP MARKETS   Listed Principals  Listed Principal Name Title 10% or More Financial Interest STEVEN JAMES NAUTA CHIEF EXECUTIVE OFFICER YES History  Status Effective Date • NFA MEMBER APPROVED 11/09/2009  • INTRODUCING BROKER REGISTERED 11/09/2009  • NFA MEMBER PENDING 09/25/2009  • INTRODUCING BROKER PENDING 09/25/2009