| FXDIRECTDEALER LLC |
| FOREX ASSOCIATED PERSON APPROVED | 05/15/2013 |
| FOREX ASSOCIATED PERSON PENDING | 05/14/2013 |
| FOREX ASSOCIATED PERSON PENDING | 07/17/2012 |
| ASSOCIATED PERSON REGISTERED | 07/17/2012 |
| NFA ASSOCIATE MEMBER APPROVED | 07/17/2012 |
| FOREX ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 07/17/2012 |
| PRINCIPAL APPROVED | 01/13/2012 |
| PRINCIPAL PENDING | 01/13/2012 |
| LASSER MARSHALL INC |
| ASSOCIATED PERSON WITHDRAWN | 05/30/1990 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/30/1990 |
| PRINCIPAL WITHDRAWN | 05/30/1990 |
| NFA ASSOCIATE MEMBER APPROVED | 08/14/1985 |
| NFA ASSOCIATE MEMBER PENDING | 08/01/1985 |
| ASSOCIATED PERSON REGISTERED | 03/01/1985 |
| PRINCIPAL APPROVED | 03/01/1985 |
| PRINCIPAL PENDING | 08/28/1984 |