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MICHAEL JOSEPH SHAUGHNESSY NFA ID: 0263952 Current Status VISION FINANCIAL MARKETS LLC  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  • NFA ASSOCIATE MEMBER APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 10/19/2002 Doing Business As No other names History  Status Effective Date BNP PARIBAS BROKERAGE SERVICES INC  • NFA ASSOCIATE MEMBER WITHDRAWN 04/28/2005  • ASSOCIATED PERSON WITHDRAWN 04/28/2005  • NFA ASSOCIATE MEMBER APPROVED 05/21/1996  • ASSOCIATED PERSON REGISTERED 05/21/1996  • ASSOCIATED PERSON PENDING 01/06/1996  • NFA ASSOCIATE MEMBER PENDING 01/06/1996  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/27/1995  • BRANCH MANAGER PENDING STATUS WITHDRAWN 07/27/1995  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/27/1995  • ASSOCIATED PERSON PENDING 05/12/1995  • BRANCH MANAGER PENDING 05/12/1995  • NFA ASSOCIATE MEMBER PENDING 05/12/1995  BNP PARIBAS SECURITIES CORP  • ASSOCIATED PERSON WITHDRAWN 06/29/2011  • NFA ASSOCIATE MEMBER WITHDRAWN 06/29/2011  • ASSOCIATED PERSON REGISTERED 01/06/2005  • NFA ASSOCIATE MEMBER APPROVED 01/06/2005  VISION FINANCIAL MARKETS LLC  • ASSOCIATED PERSON REGISTERED 07/25/2011  • PRINCIPAL APPROVED 07/22/2011  • ASSOCIATED PERSON TEMPORARY LICENSE 07/21/2011  • NFA ASSOCIATE MEMBER APPROVED 07/21/2011