| NFA MEMBER PERMANENT BAR | 05/21/2010 |
| PRINCIPAL PERMANENT BAR | 05/21/2010 |
| |
| NFA MEMBER WITHDRAWN | 05/11/2010 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 05/11/2010 |
| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 02/09/2009 |
| NFA MEMBER APPROVED | 08/05/2008 |
| COMMODITY TRADING ADVISOR REGISTERED | 08/05/2008 |
| COMMODITY TRADING ADVISOR PENDING | 07/28/2008 |
| INTRODUCING BROKER PENDING | 07/15/2008 |
| NFA MEMBER PENDING | 07/15/2008 |