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GLENN HENRY STEVENS NFA ID: 0310776 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date GAIN CAPITAL  • PRINCIPAL WITHDRAWN 09/04/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 09/04/2004  • ASSOCIATED PERSON WITHDRAWN 09/04/2004  • PRINCIPAL APPROVED 10/18/2001  • NFA ASSOCIATE MEMBER APPROVED 10/18/2001  • ASSOCIATED PERSON REGISTERED 10/18/2001  • ASSOCIATED PERSON PENDING 06/21/2001  • NFA ASSOCIATE MEMBER PENDING 06/21/2001  • PRINCIPAL PENDING 06/21/2001  GAIN CAPITAL GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 09/14/2012  • FOREX ASSOCIATED PERSON WITHDRAWN 09/14/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 09/14/2012  • PRINCIPAL WITHDRAWN 09/14/2012  • FOREX ASSOCIATED PERSON APPROVED 10/07/2010  • FOREX ASSOCIATED PERSON PENDING 09/03/2010  • NFA ASSOCIATE MEMBER APPROVED 07/29/2004  • ASSOCIATED PERSON REGISTERED 07/29/2004  • PRINCIPAL APPROVED 05/11/2004  • NFA ASSOCIATE MEMBER PENDING 05/11/2004  • ASSOCIATED PERSON PENDING 05/11/2004  • PRINCIPAL PENDING 04/23/2004