| NFA MEMBER TEMPORARY WITHDRAWAL | 03/01/2011 |
| NFA ASSOCIATE MEMBER TEMPORARY WITHDRAWAL | 03/01/2011 |
| PRINCIPAL TEMPORARY WITHDRAWAL | 03/01/2011 |
| |
| BROOKSTREET SECURITIES CORPORATION |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/25/2007 |
| ASSOCIATED PERSON WITHDRAWN | 01/25/2007 |
| ASSOCIATED PERSON REGISTERED | 01/18/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 01/08/2007 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 01/08/2007 |
| MARJENHOFF SCOTT FINANCIAL |
| ASSOCIATED PERSON WITHDRAWN | 09/18/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/18/2006 |
| ASSOCIATED PERSON REGISTERED | 08/16/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/15/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 08/15/2006 |
| NFA ASSOCIATE MEMBER PENDING | 07/26/2006 |
| ASSOCIATED PERSON PENDING | 07/26/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/26/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 07/26/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 07/05/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/05/2006 |
| STERLING INTERNATIONAL COMMODITIES |
| ASSOCIATED PERSON WITHDRAWN | 05/06/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/06/2008 |
| ASSOCIATED PERSON REGISTERED | 01/22/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 01/22/2007 |
| ASSOCIATED PERSON WITHDRAWN | 12/26/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/26/2006 |
| ASSOCIATED PERSON REGISTERED | 10/17/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 10/13/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/13/2006 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 10/13/2006 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 10/13/2006 |
| NFA ASSOCIATE MEMBER PENDING | 10/09/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/09/2006 |
| ASSOCIATED PERSON PENDING | 10/09/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 10/09/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 09/18/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 09/18/2006 |
| ASSOCIATED PERSON WITHDRAWN | 06/20/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/20/2006 |
| ASSOCIATED PERSON REGISTERED | 09/14/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 09/01/2005 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 09/01/2005 |
| VISTA TRADING ADVISORS INC |
| PRINCIPAL WITHDRAWN | 02/17/2011 |
| ASSOCIATED PERSON WITHDRAWN | 02/17/2011 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/17/2011 |
| ASSOCIATED PERSON REGISTERED | 05/19/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 05/19/2008 |
| ASSOCIATED PERSON PENDING | 04/28/2008 |
| NFA ASSOCIATE MEMBER PENDING | 04/28/2008 |
| PRINCIPAL APPROVED | 04/28/2008 |