| NFA MEMBER PERMANENT WITHDRAWAL | 02/03/2010 |
| PRINCIPAL PERMANENT BAR | 02/03/2010 |
| |
| COMMODITY TRADING ADVISOR WITHDRAWN | 04/04/2010 |
| NFA MEMBER WITHDRAWN | 02/03/2010 |
| NFA MEMBER APPROVED | 01/28/2009 |
| COMMODITY TRADING ADVISOR REGISTERED | 01/26/2009 |
| NFA MEMBER PENDING | 12/05/2008 |
| COMMODITY TRADING ADVISOR PENDING | 08/22/2008 |
| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 01/03/2008 |
| INTRODUCING BROKER PENDING | 10/05/2007 |