Details

OANDA CORPORATION NFA ID: 0325821 Current Status • FOREX DEALER MEMBER APPROVED  • FOREX FIRM APPROVED  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED  • NFA MEMBER APPROVED  • FUTURES COMMISSION MERCHANT REGISTERED  Exemptions Click the link below to view exemptions for this firm View Exemptions FCM Financial Information Click the link below to view financial information for this firm View Financial Information Firm Activity Status Firm has on-exchange futures and/or options customer accounts No Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options Yes Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Business Address 370 KING STREET WEST 2ND FLOOR BOX 60 TORONTO,   M5V 1J9 CANADA 416-593-6767 Doing Business As • FXTRADE.COM • OANDA Listed Principals  Listed Principal Name Title 10% or More Financial Interest JARED REIS BONNETTE HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO MICHAEL DENOVAN BORLAND CHIEF COMPLIANCE OFFICER NO JURG ROBERT CONZETT OWNER ONLY YES KWAMINA DUKER CHIEF EXECUTIVE OFFICER NO RENATO FASSBIND DIRECTOR NO COURTNEY GIBSON HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO INDEX VENTURES III DELAWARE LP YES KRISHNA SWAROOP KOLLURI DIRECTOR NO MICH MATHEWS DIRECTOR NO NEW ENTERPRISE ASSOCIATES 12 LIMITED PARTNERS YES OANDA HOLDING NV YES DANNY RIMER DIRECTOR NO TIMOTHY SMART CHIEF FINANCIAL OFFICER NO MICHAEL STUMM DIRECTOR YES SUNFLOWER INTERNATIONAL INVESTMENT LTD YES History  Status Effective Date • FOREX DEALER MEMBER APPROVED 10/07/2010  • FOREX FIRM APPROVED 10/07/2010  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED 10/05/2010  • FOREX DEALER MEMBER PENDING 09/27/2010  • FOREX FIRM PENDING 09/27/2010  • RETAIL FOREIGN EXCHANGE DEALER PENDING 09/27/2010  • NFA MEMBER APPROVED 03/14/2003  • FUTURES COMMISSION MERCHANT REGISTERED 03/14/2003  • NFA MEMBER PENDING 12/13/2002  • FUTURES COMMISSION MERCHANT PENDING 12/13/2002