Details

FXDIRECTDEALER LLC NFA ID: 0397435 Current Status • NFA MEMBER APPROVED  • FUTURES COMMISSION MERCHANT REGISTERED  Firm Activity Status Firm has on-exchange futures and/or options customer accounts No Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options Yes Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Awards  Role Number Claimant 0 Respondent 0 Representative 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 7 WORLD TRADE CENTER 250 GREENWICH STREET 32ND FLOOR NEW YORK, NY  10007 UNITED STATES 212-791-6475 Doing Business As • FXDD   Listed Principals  Listed Principal Name Title 10% or More Financial Interest ADVANCED TECHNOLGIES GROUP LTD YES EMIL ASSENTATO OWNER ONLY YES JOSEPH BOTKIER CHIEF EXECUTIVE OFFICER NO SHAWN VULTE DILKES HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO JAMES EMERSON GREEN HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO LUBOMIR KANETI CHIEF OPERATING OFFICER NO MAX Q INVESTMENTS LLC YES ROBERT C MCKEON HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO THOMAS JOSEPH OREILLY HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO JUDITH ANN RICCIARDI CHIEF FINANCIAL OFFICER NO TRADITION NORTH AMERICA INC YES CHARLES VALENZA HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO History  Status Effective Date • NFA MEMBER APPROVED 12/10/2009  • FUTURES COMMISSION MERCHANT REGISTERED 12/10/2009  • NFA MEMBER PENDING 04/30/2008  • FUTURES COMMISSION MERCHANT PENDING 04/30/2008