| FLOOR BROKER WITHDRAWN | 12/31/2002 |
| FLOOR BROKER REGISTERED | 11/15/2002 |
| FLOOR BROKER PENDING | 11/12/2002 |
| FLOOR TRADER PENDING STATUS WITHDRAWN | 11/12/2002 |
| FLOOR TRADER PENDING | 09/25/2002 |
| INSTITUTIONAL LIQUIDITY LLC |
| PRINCIPAL APPROVED | 01/03/2013 |
| ASSOCIATED PERSON REGISTERED | 01/03/2013 |
| FOREX ASSOCIATED PERSON APPROVED | 12/17/2012 |
| PRINCIPAL PENDING | 12/11/2012 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 12/11/2012 |
| FOREX ASSOCIATED PERSON PENDING | 12/11/2012 |
| NFA ASSOCIATE MEMBER APPROVED | 12/11/2012 |