| UNPAID ARBITRATION AWARD/SETTLEMENT | |
| |
| COMMODITY POOL OPERATOR REVOKED | 01/16/2013 |
| COMMODITY TRADING ADVISOR REVOKED | 01/16/2013 |
| NFA MEMBER WITHDRAWN | 12/04/2011 |
| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 11/21/2008 |
| COMMODITY POOL OPERATOR REGISTERED | 09/17/2008 |
| NFA MEMBER APPROVED | 07/01/2008 |
| COMMODITY POOL OPERATOR PENDING | 06/24/2008 |
| NFA MEMBER PENDING | 06/03/2008 |
| COMMODITY TRADING ADVISOR REGISTERED | 05/13/2008 |
| COMMODITY TRADING ADVISOR PENDING | 03/03/2008 |
| INTRODUCING BROKER PENDING | 03/03/2008 |