Skip Navigation Links

Details

ROBERT MICHAEL HART NFA ID: 0370858

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
Formerly Known As
No other names
 
Security Futures Proficiency Training
No proficiency information available
Doing Business As
No other names
History
 Status Effective Date
• NFA ASSOCIATE MEMBER TEMPORARY BAR LIFTED03/30/2013 
• NFA MEMBER TEMPORARY BAR LIFTED03/30/2013 
• PRINCIPAL TEMPORARY BAR LIFTED03/30/2013 
• NFA ASSOCIATE MEMBER TEMPORARY BAR03/30/2012 
• NFA MEMBER TEMPORARY BAR03/30/2012 
• PRINCIPAL TEMPORARY BAR03/30/2012 
 
AVALON ASSET MANAGEMENT LLC 
• ASSOCIATED PERSON WITHDRAWN 02/10/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/10/2012 
• ASSOCIATED PERSON REGISTERED 10/21/2011 
• NFA ASSOCIATE MEMBER APPROVED 10/21/2011 
AVALON CAPITAL ADVISORS LLC 
• ASSOCIATED PERSON WITHDRAWN 02/10/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/10/2012 
• ASSOCIATED PERSON REGISTERED 10/21/2011 
• NFA ASSOCIATE MEMBER APPROVED 10/21/2011 
INVESTCORE PARTNERS 
• ASSOCIATED PERSON WITHDRAWN 03/30/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/30/2012 
• ASSOCIATED PERSON REGISTERED 05/25/2006 
• NFA ASSOCIATE MEMBER APPROVED 05/05/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/05/2006 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.